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Rakuten Securities Privacy Policys

Rakuten Securities, Inc. ("Rakuten") and all of its officers and employees will comply with the following basic policy as well as with all relevant laws and regulations and guidelines from supervising authorities.

BASIC POLICY

  1. Information will be collected in a manner consistent with all relevant laws and regulations, and necessary measures will be taken to ensure that such personal information is correct and up-to-date.
  2. Personal information will be used only for the purpose(s) for which notification has been given. Any disclosure or provision of personal information to third parties will comply with all relevant laws and regulations and, unless mandated or other appropriate reason exists, such disclosure shall not occur without the consent of the individual.
  3. Thorough training will be provided to officers and employees in order to prevent the leakage or inappropriate use of personal information. In addition, managers responsible for controls and inspections will be appointed and appropriate control systems will be established.
  4. In the event that personal information is provided to an external contractor, the applicable group company will take responsibility for ensuring that said external contractor has proper systems in place to protect the privacy of such personal information.
  5. All requests from individuals for the disclosure, correction, and usage termination of personal information shall be carried out in accordance with all relevant laws and regulations.
  6. Rakuten will establish customer consultation service and continually review and make improvements as necessary to the personal information privacy management system.

Disclaimer

IMPORTANT

This site, global.rakuten-sec.co.jp (the "Site"), and/or on any other Rakuten Security ("Rakuten") linked web sites and any content, contains information produced
by Rakuten some of which operate within different regulatory regimes. Appropriate disclaimers are displayed and should be read.

All references in these terms and conditions to Rakuten are references to Rakuten Inc. and any company controlled, directly or indirectly, by it.

INFORMATION PURPOSES ONLY

The Site has been prepared solely for informational purposes, and is not an offer to buy or sell or a solicitation of an offer to buy or sell any security,
product, service or investment. The opinions expressed in this Site do not constitute investment advice and independent advice should be sought where appropriate.
All information and opinions expressed herein are current as of publication and are subject to change without notice.

PRIVATE INVESTORS

Unless otherwise indicated, the contents of this website are not intended for private investors and private investors should not place reliance on its contents.

NO RELIANCE

While Rakuten has endeavoured to ensure the accuracy of the information at this Site, Rakuten does not guarantee or give any warranty as to the accuracy,
timeliness or completeness of any information or material at this Site.

NO WARRANTY

The materials at this Site are provided "as is" without warranty of any kind, either express or implied, to the fullest extent permissible pursuant to applicable law,
including but not limited to implied warranties of merchantability, satisfactory quality or fitness for a particular purpose. Rakuten further accepts no responsibility
or liability for, and makes no warranties that, functions contained at this Site will not be interrupted or error-free or that defects will be corrected.
Please note that some jurisdictions do not allow the exclusions of implied warranties, so some or all of the above exclusions may not apply to you.

In no event will any of Rakuten be liable to you for any direct, special, indirect, consequential, incidental damages or any other damages of any kind even if Rakuten
has been advised of the possibility thereof. Applicable law may not allow the limitation or exclusion of liability for consequential or incidental damages, so the limitation
or exclusion may not apply to you.

LOCAL LAWS AND REGULATIONS

This Site is not directed to any person in any jurisdiction where for any reason the publication or availability of this Site is prohibited.
Those in respect of whom such prohibitions apply must not access this Site.

Rakuten does not represent (i) any of the materials at this Site; (ii) any investment services that may be deemed to be available on this Site;
or (iii) anything else on this Site, are appropriate for use or permitted by local laws in all jurisdictions. Those who access this Site do so on their own
initiative, and are responsible for compliance with applicable local laws or regulations; legal advice should be sought in cases of doubt. Those who access
this Site may not necessarily be able to deal directly with all or any Rakuten entities. None of the materials or investment services at or referred to at this Site
are available to persons resident in any jurisdiction where this would be contrary to local law or regulation.

COPYRIGHT

You may not copy, reproduce, recompile, decompile, disassemble, reverse engineer, distribute, publish, display, perform, modify, upload to create derivative
works from, create derivative works from, transmit, or in any way exploit any part of the Site.

Additionally, you may not offer any part of the contents of the Site for sale or distribute such part over any medium, including, but not limited to,
distribution by television or radio broadcast, or distribution on a computer network. You may not make any part of the Site available as part of another site,
whether by hyperlink framing on the Internet or otherwise. The Site and the information contained therein may not be used to construct a database of any kind.
Nor may the Site be stored (in its entirety or in any part) in databases for access by you or any third party or to distribute any database sites containing
all or part of the Site.

VALUATIONS

The valuations contained herein are indicative and may be based on historical data and should not be substituted for information derived from real time market data.
These valuations may differ substantially from firm valuations and are not a commitment by Rakuten to enter into any transaction. They may not reflect Rakuten's
internal theoretical valuation models and may vary significantly from indicative valuations available from other sources. There may be certain factors that have not
been assessed for the purposes of these valuations that may substantially affect a stated valuation. While Rakuten has obtained the information on which these
valuations are based from sources that it believes to be reliable, Rakuten makes no representations or warranties with respect to any indicative valuations.

LINKS TO AND FROM THE SITE

Sites or pages that are linked to this Site are for information purposes only and have not been reviewed or verified by Rakuten. Rakuten has no responsibility
for the content of the sites or pages linked to or from this Site and no endorsement of any such sites or pages or of their content is implied. Following links
to or from any other sites or pages shall be at your own risk and Rakuten accepts no responsibility or liability for any losses or penalties whatsoever that may
be incurred as a result of any linking to any location on any linked sites or pages.

WEB BROWSER

This Site recommends the following Web Browsers: Microsoft Internet Explorer 7.0 or higher.

Rakuten Securities, Inc.

Professional Trading Unit

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